Privacy policy

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

• Social Security number and name/address
• financial information and investment objectives
• suitability information and investment experience

When you are no longer our customer, we continue to share your information as described in this notice.

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Aligned Wealth Advisors, LLC chooses to share; and whether you can limit this sharing.

For our everyday business purposes—
such as to process your transactions, maintain your account(s), or respond to court orders and legal investigations

YES

NO

For our marketing purposes—
to offer our products and services to you

YES

NO

For joint marketing with other financial companies

NO

We don’t share

For our affiliates’ everyday business purposes—
information about your transactions and experiences

NO

We don’t share

For our affiliates’ everyday business purposes—
information about your creditworthiness

NO

We don’t share

For our affiliates’ to market to you

NO

We don’t share

For nonaffiliates to market to you –
for clients with accounts established through independent representatives **

YES

YES

Contact Nicholas Raffone @nraffone@newedgecg.com

Aligned Wealth Advisors, LLC, a wholly owned subsidiary of Aligned Holdings, LLC, and an SEC registered investment adviser.

Aligned Wealth Advisors, LLC

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

We collect your personal information, for example, when you

• open an account or transfer an account
• update your account or transact in your account
• provide information to your representative regarding your preferences
• seek advice about your investments
• tell us about your investments or retirement portfolio
• apply for insurance

Federal law gives you the right to limit only

• sharing for affiliates’ everyday business purposes—information about your creditworthiness
• affiliates from using your information to market to you
• sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Companies related by common ownership or control. They can be financial and nonfinancial companies.

• Aligned Holdings, LLC

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

• This may include insurance companies, broker/dealers, investment advisers, mutual fund companies, banks, investment firms, third-party administrators, clearing firms, retirement plan sponsors, and other third parties.

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

• This may include banks and other financial institutions with which we have a joint marketing agreement.